Company Secretary + Chief Compliance Officer

Position: Company Secretary cum Chief Compliance Officer

Key Responsibilities:

Regulatory Compliance:

- Ensure compliance with RBI regulatory and supervisory directions for Middle Layer NBFCs.

- Design and implement a compliance testing manual aligned with RBI requirements.

- Handle RBI inspections, risk-based supervisory audits, and submission of responses.

- File statutory returns and forms with RBI and MCA.

- Monitor and report AML/KYC transactions to FIU.

- Ensure compliance with Companies Act, SEBI, RBI, FEMA (FDI) and related frameworks.

Governance & Board Support:

- Manage Board and Committee governance, including preparation of agendas, notices, and minutes.

- Lead corporate actions such as mergers, capital infusion, and name changes.

- Draft and review policies under NBFC regulations, Companies Act, and SEBI guidelines.

Capital Market & Debt Compliance:

- Oversee compliance for issuance and listing of debentures.

- Ensure adherence to SEBI and RBI requirements for debt instruments.

Training & Collaboration:

- Facilitate training programs on compliance policies, Fair Practice Code (FPC), and KYC norms.

- Collaborate with cross-functional teams to ensure effective implementation of compliance regulations.

Candidate Profile:

Qualifications: Company Secretary (CS) - mandatory

Experience: Minimum 12-15 years in NBFC/financial institutions with proven expertise in compliance, governance, and legal functions.

Skills & Competencies:

- Strong knowledge of RBI, SEBI, MCA, and FEMA regulations.

- Expertise in corporate governance, compliance testing, and regulatory audits.

- Excellent drafting and legal documentation skills.

- Ability to lead compliance culture across the organization.

- Strong communication and leadership skills.