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D
VP

Assistant Vice President - Operations - Alternate Investment Fund

DMI Finance Private Limited·Posted 1 month ago

Location

All India, Delhi

Experience

7–11 years

Required Skills

Compliance managementStakeholder managementDocument management systemExcelRegulatory understandingDocumentation managementLegal coordinationInvestment transactionsKYC documentationAML processesTransaction documentationCompliance trackingArchival policy

About the Role

Role Overview:
You will be responsible for overseeing AIF operations with primary ownership of documentation governance, regulatory filings, and transaction documentation control for a SEBI-registered Category II AIF. Your role will require a strong regulatory understanding, precision in documentation management, and coordination across legal, compliance, investment, and fund administration teams.

Key Responsibilities:

  • • Coordinate documentation for investment transactions including:

  • - Manage investor onboarding, KYC documentation, and AML processes.
    - Coordinate with external legal counsel for transaction documentation and closing.
    - Ensure documentation reflects agreed commercial terms (coupon, IRR, redemption premium, covenants, security cover, cash flow waterfall).
    - Oversee CP (Conditions Precedent) and CS (Conditions Subsequent) tracking and closure.
    - SHA / SSA / Debenture Subscription Agreements.
    - Coordinate with Trustees including appointment, fees negotiations, and scope of responsibilities.
    - Escrow agreements.
    - Pledge agreements.
    - Ensure proper execution, stamping, and safe custody.
    - Maintain master documentation repository (physical & digital).
    - Ensure proper version control and document audit trails.
    - Maintain transaction closing checklists and records.
    - Ensure adherence to internal SOPs and governance framework.

  • • Stakeholder Management:

  • - Coordinate cross-functionally with investment, finance, compliance, and legal teams.
    - Liaise with debenture trustees and security trustees.

  • • Technology & Record Management:

  • - Implement document management system (DMS).
    - Ensure secure digital storage and restricted access controls.
    - Drive automation in reporting and compliance tracking.
    - Implement documentation control framework as per SOP.
    - Ensure proper archival policy as per regulatory norms.

    Qualifications Required:

  • • Postgraduate/CS/LLB/MBA preferred.

  • • 7-10+ years of experience in Category II AIF (Private Equity/Debt Fund/Real Estate Fund).
  • Additional Details:
    The role requires exceptional attention to detail, strong drafting & documentation review skills, deep regulatory understanding, structured & process-driven approach, strong coordination & stakeholder management, ability to handle tight deadlines, prioritize tasks, and proficiency in Advanced Excel. Role Overview:
    You will be responsible for overseeing AIF operations with primary ownership of documentation governance, regulatory filings, and transaction documentation control for a SEBI-registered Category II AIF. Your role will require a strong regulatory understanding, precision in documentation management, and coordination across legal, compliance, investment, and fund administration teams.

    Key Responsibilities:

  • • Coordinate documentation for investment transactions including:

  • - Manage investor onboarding, KYC documentation, and AML processes.
    - Coordinate with external legal counsel for transaction documentation and closing.
    - Ensure documentation reflects agreed commercial terms (coupon, IRR, redemption premium, covenants, security cover, cash flow waterfall).
    - Oversee CP (Conditions Precedent) and CS (Conditions Subsequent) tracking and closure.
    - SHA / SSA / Debenture Subscription Agreements.
    - Coordinate with Trustees including appointment, fees negotiations, and scope of responsibilities.
    - Escrow agreements.
    - Pledge agreements.
    - Ensure proper execution, stamping, and safe custody.
    - Maintain master documentation repository (physical & digital).
    - Ensure proper version control and document audit trails.
    - Maintain transaction closing checklists and records.
    - Ensure adherence to internal SOPs and governance framework.

  • • Stakeholder Management:

  • - Coordinate cross-functionally with investment, finance, compliance, and legal teams.
    - Liaise with debenture trustees and security trustees.

  • • Technology & Record Management:

  • - Implement document management system (DMS).
    - Ensure secure digital storage and restricted access controls.
    - Drive automation in reporting and compliance tracking.
    - Implement documentation control framework as per SOP.
    - Ensure proper archival policy as per regulatory norms.

    Qualifications Required:

  • • Postgraduate/CS/LLB/MBA preferred.

  • • 7-10+ years of experience in Category II AIF (Private Equity/Debt Fund/Real Estate Fund).
  • Additional Details:
    The role requires exceptional attention to detail, strong drafting & documentation review skills, deep regulatory understanding, structured & process-driven approach, strong coordination & stakeholder management, ability to handle tight deadlines, prioritize tasks, and proficiency in Advanced Excel.

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