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Director

Associate Director of Purchase and Sales Trade Clearance

UBS Group AG·Posted 2 months ago

Location

Pune

Experience

5–9 years

Required Skills

Financial MarketsLeadershipTeam ManagementData VisualizationData AnalysisCommunicationTrade LifecyclesProblemsolvingInterpersonal

About the Role

Job Description:
As a Manager overseeing the day-to-day operations of the Purchase & Sales (P&S) department at UBS Financial Services Inc., you will play a crucial role in ensuring accuracy and compliance with regulatory requirements. Your responsibilities will include leading a team of professionals, acting as the first point of contact for escalations, collaborating with internal and external stakeholders, and maintaining a culture of continuous improvement and operational excellence. Additionally, you will monitor market trends to anticipate and respond to changes effectively.

Key Responsibilities:

  • • Manage and oversee the day-to-day operations of the P&S department

  • • Ensure accuracy and compliance with regulatory requirements

  • • Lead a team of professionals by providing guidance, training, and support

  • • Act as the first point of contact for local and onshore escalations

  • • Collaborate with internal and external stakeholders for timely trade matching and settlement

  • • Develop and implement strategies to improve efficiency and effectiveness within the workflow

  • • Monitor market trends and developments to anticipate and respond to changes

    • Qualifications Required:

  • • Bachelor's degree in finance, Business Administration, or a related field; advanced degree preferred

  • • Minimum of 5 years of experience in Clearance or related function

  • • Strong knowledge of financial markets and trade lifecycles

  • • Excellent leadership and team management skills

  • • Familiarity with data visualization tools and proficiency in querying and manipulating data for analysis

  • • Exceptional analytical and problem-solving abilities

  • • Strong communication and interpersonal skills

    • (Note: No additional details of the company were provided in the Job Description) Job Description:
    As a Manager overseeing the day-to-day operations of the Purchase & Sales (P&S) department at UBS Financial Services Inc., you will play a crucial role in ensuring accuracy and compliance with regulatory requirements. Your responsibilities will include leading a team of professionals, acting as the first point of contact for escalations, collaborating with internal and external stakeholders, and maintaining a culture of continuous improvement and operational excellence. Additionally, you will monitor market trends to anticipate and respond to changes effectively.

    Key Responsibilities:

  • • Manage and oversee the day-to-day operations of the P&S department

  • • Ensure accuracy and compliance with regulatory requirements

  • • Lead a team of professionals by providing guidance, training, and support

  • • Act as the first point of contact for local and onshore escalations

  • • Collaborate with internal and external stakeholders for timely trade matching and settlement

  • • Develop and implement strategies to improve efficiency and effectiveness within the workflow

  • • Monitor market trends and developments to anticipate and respond to changes

    • Qualifications Required:

  • • Bachelor's degree in finance, Business Administration, or a related field; advanced degree preferred

  • • Minimum of 5 years of experience in Clearance or related function

  • • Strong knowledge of financial markets and trade lifecycles

  • • Excellent leadership and team management skills

  • • Familiarity with data visualization tools and proficiency in querying and manipulating data for analysis

  • • Exceptional analytical and problem-solving abilities

  • • Strong communication and interpersonal skills

    • (Note: No additional details of the company were provided in the Job Description)

    HireIQ AI InsightsBeta

    Ideal Candidate

    Someone who has progressed from individual contributor to team lead in trade operations, settlements, or post-trade functions—ideally having managed 5–15 person teams through regulatory changes or system migrations.

    Estimated Salary Range(medium confidence)

    ₹18 L – ₹28 L per year

    Likely Interview Questions

    1. 1.Walk us through a time when you identified a compliance gap in your P&S or clearance workflow—what was it, and how did you remediate it without disrupting operations?

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